Financial Mines

News and notes from the business reporters for the Connecticut Media Group.

A $250 million fund to be built on rare coins

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Coming up this week, Assistant Business Editor Hearst Media Connecticut Richard Lee details the formation of an alternative money management fund built on rare coins. The fund appears to be looking to leverage both the collectible value and possibly the intrinsic metal value of gold and silver. Silver settled at better than $34 an ounce Tuesday and Gold was higher than $1,781 an ounce.

Here’s a  peek at Rich’s article, for the full flip on it, check out the Business section in coming days.

By Richard Lee
Staff Writer
Dig deep under those cushions, you may be literally sitting on your nest egg, and a start-up Stamford investment firm could provide the help you need to manage your new-found wealth.
A new joint venture, Certified Assets Management International LLC has been launched by a team that includes a veteran professional rare coin dealer and a Wall Street money manager to assist investors with acquisition and management of numismatic and precious metals items.
CAMI is creating an assortment of products, services and investment funds including one that is looking to acquire up to $250 million of rare coins.
Principals Bob Higgins, president of Certified Assets Management Inc., in Wilmington, Del., and Alberto Washington, managing partner of Mercury Fund Management LLC, also a Delaware corporation, will formally announce the establishment of the Stamford-based business at the Whitman Coin & Collectibles Baltimore Expo, which runs from Thursday through Sunday.
“The investment community has a need for alternative investments that are truly uncorrelated with traditional investments,” Washington said. “Using rare coins as an asset class and investment vehicle provides an opportunity for investors to diversify their investment portfolios. We plan to have a diversified family of investment funds and services to be able to address alternative investments and financing needs, from the private investor to even institutional investors.”
Rare coins offer more investment stability than the equity market, he said.
“You have a very limited supply or rare coins in the market, and demand increases price. Rare coins have shown they are as good or a better hedge versus precious metals on a risk-adjusted basis, Washington said.
The custodian of the partnership assets initially will be First State Depository Co., a high security facility in Delaware that stores precious metals and rare coins for investment banks, brokerage firms, refining companies, commodity trading houses, precious metals retailers, coin dealers and individual investors.
CAMI will work with two coin grading firms, Professional Coin Grading Services, and Numismatic Guaranty Corp., to certify coins in its funds.

Categories: General

Black Friday protest on Target

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Bloomberg had a nice piece on workers at Target who are tired of working Thanksgiving and started a petition.

Seems it might be a nice PR ploy for Target to say it’s opening at normal hours on Friday and is running sales every day, instead of just for a few hours in morning’s darkest hours.

Here’s a link to the petition

http://www.change.org/petitions/tell-target-to-save-thanksgiving

If you’re a worker or a shopper in Connecticut, feel free to drop  us an email with your contact information if you’d like to discuss the holiday season.

rvarnon@ctpost.com

Categories: General

Nor’easter could rip town credit ratings

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Moody’s Investors Service said Monday the prolonged power failures in Connecticut and the estimated $3 billion cost of cleanup could damage a number of towns’ credit ratings as they try to find money to cover the costs.

The credit rating agency said the prolonged delay in restoration of power “is credit negative for many Connecticut local governments given the budgetary pressure of clean-up and other costs that are due early in the winter season.”

Shannon McCue, a Moody’s analyst and author of the commentary, said the review of the impact on towns is ongoing. Moody’s has not specifically dug into the state’s credit rating, regarding this subject.

As a comparison of the damage done by the snowstorm on the last weekend of October, McCue noted the entire cost for the Northeast for Hurricane Irene was $7 billion.

Categories: General

Congress outperforms pros in market?

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CBS News filed this report on the weekend regarding the brilliant stock moves senators and Congressmen make while sitting on committees that regulate certain industries and the publicly traded companies within them.

The brilliant and prescient moves of our elected officials makes one wonder why our nation is in such a budgetary mess.

Here’s the link to the CBS report:

http://www.cbsnews.com/8301-18560_162-57323527/congress-trading-stock-on-inside-information/

Categories: General

Chicago futures broker to set up Connecticut office

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Chicago-based R.J. O’Brien, which has taken over a number of customer accounts from failed brokerage MF Global has plans to open an office in Greenwich or Stamford.

Greenwich resident Stafford Bucknall, a former manager at MF Global was hired by RJO and will head the new Connecticut office.

From RJO’s website:

R.J. O’Brien & Associates is the oldest and largest independent futures brokerage and clearing firm in the United States. A futures commission merchant (FCM), RJO is a full clearing member of: the CME Group (founding member of the Chicago Mercantile Exchange); IntercontinentalExchange (ICE); NYSE Liffe U.S.; and the CBOE Futures Exchange (CFE).

RJO offers the latest in order entry technology coupled with 24-hour execution and clearing on every futures exchange worldwide. The firm services a global network of approximately 300 introducing brokers, as of September 30, 2011, and many of the world’s largest financial, industrial and agricultural institutions.

Our Place in the Marketplace
Founded in 1914, RJO is one of the last ’boutique’ futures firms in the industry. It is a privately held business owned by the O’Brien family of Chicago. For many years, the O’Briens have been instrumental in the development of the futures industry and are committed to the continued growth of the company.

With client assets of approximately $2.8 billion, RJO is a well-diversified, fully integrated FCM. Our revenue base is approximately $275 million annually while our net capital base is approximately $190 million. RJO’s diversified client base allows us to regularly capture top tier market share in both agricultural and financial futures products at both the CME and CBOT.

For those with skills in the futures trading, contact Bucknall at (646)205-7544.

Categories: General

GE’s managed equity holdings drop 19 percent

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The value of GE and GE Asset Management’s investment holdings dropped $5 billion between the second and third quarter, according to the Fairfield-based company’s quarterly Investment Manager Holding Report with the U.S. Securities and Exchange Commission.

GE filed the report Thursday morning showing the total value of the securities it invests in was $20.8 billion as of Sept. 30. In the second quarter, GE’s holdings were worth $25.7 billion, according to that quarter’s report.

Paul Schatz, president of Woodbridge-based investment advisory Heritage Capital, said considering the general market was down 10 percent in the quarter, it’s not surprising to see a drop of this magnitude. He said GE isn’t investing all in Blue Chips, but is looking at smaller companies.

The vast majority of positions are held by Stamford-based GE Asset Management, which manages the GE pension fund and money for institutional investors around the globe.

The company exited several stocks that hit some trouble in the quarter, including BNY Mellon. In the second quarter, GE held 2.3 million shares of BNY valued at $60.4 million. The company did not list BNY among the securities it held.

GE Asset Management increased its holdings in GE by 31,155 shares to 94.4 million shares, but the value fell to $1.4 billion from $1.7 billion.

Categories: General

Surety bond slippage a continuing problem in mortgage lending

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Two mortgage lenders have been ordered to temporarily cease and desist activity in the state for failing to keep their surety bonds current. The state has been littered with such C&D orders following the housing collapse and problems in the credit markets going back to 2008.

In some cases, the companies have just ceased operating, changed their focus or failed to renew the bond.

These are the notices from the state Department of Banking:

Notice of Automatic Suspension, Temporary Order to Cease and Desist, Notice of Intent
to Revoke Mortgage Lender License, Notice of Intent to Issue Order to Cease and Desist
On October 12, 2011, the Commissioner issued a Notice of Automatic Suspension, Temporary Order to Cease and Desist, Notice of Intent to Revoke Mortgage Lender License, Notice of Intent to Issue Order to Cease and Desist and Notice of Right to Hearing (“Notice”) in the Matter of:  East Coast Mortgage Corp. d/b/a Green Brook Mortgage (“Respondent”), Springfield, New Jersey.  The Notice alleges that Respondent failed to maintain a surety bond that runs concurrent with its license for 100 Morris Avenue, Suite 300, Springfield, New Jersey, in violation of Section 36a-492 of the Connecticut General Statutes, as amended by Public Act 11-216.  The Commissioner also found that public welfare required the issuance of Temporary Order to Cease and Desist.  Respondent was afforded an opportunity to request a hearing with regard to the allegation set forth in the Notice.
Notice of Automatic Suspension, Temporary Order to Cease and Desist, Notice of Intent
to Revoke Mortgage Correspondent Lender License, Notice of Intent
to Issue Order to Cease and Desist
On October 12, 2011, the Commissioner issued a Notice of Automatic Suspension, Temporary Order to Cease and Desist, Notice of Intent to Revoke Mortgage Correspondent Lender License, Notice of Intent to Issue Order to Cease and Desist and Notice of Right to Hearing (“Notice”) in the Matter of:  United Capital Lenders LLC (“Respondent”), Southampton, Pennsylvania.  The Notice alleges that Respondent failed to maintain a surety bond that runs concurrent with its license for 1310 Industrial Boulevard, Suite 202, Southampton, Pennsylvania, in violation of Section 36a-492 of the Connecticut General Statutes, as amended by Public Act 11-216.  The Commissioner also found that public welfare required the issuance of Temporary Order to Cease and Desist.  Respondent was afforded an opportunity to request a hearing with regard to the allegation set forth in the Notice.

Categories: General

MF Global Trustee’s website is active

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The Trustee appointed to figure out the MF Global liquidation has created a website for customers of the financial company.

http://dm.epiq11.com/MFG/Project/default.aspx

The website contains updates on the Trustee’s actions and information for account holders. According to the most recent post, as of Monday, 17,000 customer account positions and$1.5 billion in funds were transferred to other future commodities merchants, providing access to accounts by former MF Customers.

An investigation is on going into MF.

Categories: General